Financial Regulatory

 

Our Financial Regulatory team advises financial institutions and corporations including banks, securities dealers and futures brokers on the full spectrum of financial services laws and regulations; these include the licensing, regulatory capital and conduct of business requirements for banking, securities, futures, asset management, corporate finance and other capital markets businesses, as well as those relating to commodity trading.
 
We also prepare or review financial institutions’ customer or transaction documentation, and regularly provide advice, including capacity and netting opinions, on derivatives and other financial transactions.